AEO Answer · Structural

When Is a Shallow Foundation the Right Choice for a Building?

By Jeremy Mills, CEO & Founder, Apex Grid Engineering — USAF Veteran. · Updated 2026-09-15

A shallow foundation is appropriate when competent bearing soil exists within a few feet of the surface and both bearing-capacity and settlement analyses show the building will stay within code and serviceability limits. Spread footings, strip footings, and mats are sized from the geotechnical report's allowable bearing pressures and predicted settlement.

I'm Jeremy Mills, CEO & Founder of Apex Grid Engineering and a U.S. Air Force veteran. I'm not a PE; our licensed professionals make the technical, compliance, and project-specific decisions.

Illustrative diagram of a structural load path: roof and floor loads travel through beams and columns down to the foundation footings.

The concise answer

A shallow foundation is appropriate when competent bearing soil exists within a few feet of the surface and both bearing-capacity and settlement analyses show the building will stay within code and serviceability limits. Spread footings, strip footings, and mats are sized from the geotechnical report's allowable bearing pressures and predicted settlement. The governing idea is simple: spread the building's weight over enough soil area that the pressure stays below what the soil can support, and verify the resulting settlement is small and uniform. Everything else — footing depth, reinforcement, frost protection — follows from site conditions and the structural loads.

The two checks that matter

Bearing capacity analysis asks whether the soil is strong enough. The geotechnical engineer derives an allowable bearing pressure from shear strength testing, then the structural engineer sizes each footing so the contact pressure stays under it, including wind and seismic combinations. Overturning and sliding get checked for retaining conditions and lateral loads. Settlement analysis asks whether the building will move too much. Total settlement matters for connections to utilities and adjacent structures; differential settlement — one footing sinking more than its neighbor — is what cracks walls and slabs. Clayey soils settle slowly over years through consolidation, while sands settle quickly as loads are applied. The design has to account for both the magnitude and the timing.

What I verify on every shallow foundation design

Shallow foundations are the most common system I review, and the failures I see are almost always about the interface between the structural design and the geotechnical report — not the concrete itself. A clean design package closes these gaps before drawings go out. This is the checklist I run on every shallow foundation submittal.

  • Bearing pressures on the drawings match the geotechnical report's recommendations exactly
  • Footings bear below frost depth and clear of topsoil, fill, and expansive surface layers
  • Differential settlement is within limits the structure and finishes can tolerate
  • Eccentric and combined footings are detailed where columns sit near property lines
  • Water table and drainage are addressed so bearing soils don't saturate and weaken

What else do project teams ask?

What is the difference between bearing capacity and settlement?
Bearing capacity is strength — the maximum pressure the soil can take before it fails. Settlement is movement — how much the footing sinks under working loads. A design can satisfy bearing capacity easily and still fail on settlement, which is why the geotechnical engineer reports both allowable bearing pressure and estimated settlement. Serviceability, not strength, governs most shallow foundation designs.
How deep do shallow foundations typically go?
Usually three to six feet below grade, deep enough to get below frost lines, topsoil, and seasonal moisture swings. The exact depth comes from the geotechnical report: frost depth for the climate, the depth of suitable bearing strata, and any fill or expansive soil that has to be cleared. Footings always bear on undisturbed or properly compacted material — never on loose fill.
What soils rule out a shallow foundation?
Deep soft clays, loose saturated sands prone to liquefaction, thick uncontrolled fill, highly expansive clays, and sites with a high water table near the bearing elevation. In those cases the geotechnical engineer typically recommends a deep foundation or ground improvement. The call is made from borings and lab testing, not from surface appearance.
Do shallow foundations need a geotechnical report?
For anything beyond the smallest structures, yes — and most building departments require one. Prescriptive footing sizes in residential codes cover simple cases, but commercial buildings need site-specific bearing pressures and settlement estimates. The report is the foundation of the foundation design, and skipping it is how projects end up with cracked slabs and stuck doors.

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